Assistant Manager, Compliance
Kuala Lumpur
Kuala Lumpur
Responsibilities:
- Act as a reference point for the AML/CFT matters and contact point for liaison with BNM and other enforcement agencies.
- Identify potential areas of compliance vulnerability and risk, development/implement corrective action plans and provide general guidance to avoid recurrence of similar situations in the future.
- Ensure the AML/CFT policies and procedures are being implemented effectively.
- Ensure the AML/CFT mechanisms are regularly assessed and reviewed for adequacy and effectiveness and in tandem with the changes in regulations and standards.
- Ensure internally generated suspicious transaction reports are appropriately evaluated before submission to Financial Intelligence Unit in Bank Negara Malaysia.
- Ensure proper awareness program is established to ensure all employees are aware of the AML/CFT measures.
- Provide guidance to the designated Compliance Officers of the respective branches/business units /regional offices in relation to AML/CFT matters.
- To anticipate and identify any compliance issues which may arise from the creation of new products, the continuously evolving product delivery channels and regulatory environment in order to advise the relevant departments/functions/business management in a timely manner and relevant fashion with appropriate recommendations.
- Assess the effectiveness of the Compliance Awareness and Training programs.
- Ensure that BNM/internal audit or any other regulatory bodies findings are timely addressed and rectified.
0 ulasan:
Catat Ulasan